The IMAS Regulatory/Legal/Compliance Roundtable is a biannual event where current and pertinent regulatory/legal/compliance issues affecting the investment management industry are discussed. The Roundtable serves as an interactive session for members to exchange their views and ideas.
During the Roundtable, members discuss the implementation of: (i) MAS Guidelines on Individual Accountability and Conduct, and (ii) MAS Information Paper: Culture…
11 Dec 2020 (Fri) | 3pm to 5.20pm (SGT)
During the Roundtable, members discuss the implementation of: (i) MAS Guidelines on Individual Accountability and Conduct, and (ii) MAS Information Paper: Culture and Conduct Practices of Financial Institutions from an asset manager’s perspective.
Topics discussed include:
The Roundtable materials are available below:
The following topics were discussed at the Roundtable:
29 Nov 2019 (Fri) | 1.30pm to 5.00pm (SGT)
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In addition, there was also be an update on the amendments to the IMAS’ Guidance Notes on Recommended Disclosures to Support the Presentation of Income Statistics in Advertisements (RDPA).
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17 May 2019 (Fri) | 2.00pm to 5.00pm (SGT)
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12 October 2018 (Fri) | 1.30pm to 5.00pm (SGT)
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20 April 2018 (Fri) | 1.30pm to 5.00pm (SGT)
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27 October 2017 (Fri) | 3.00pm to 5.30pm (SGT)
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21 April 2017 (Fri) | 3.00pm to 5.30pm (SGT)
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14 Oct 2016 (Fri) | 2.30pm to 5.30pm (SGT)
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22 Apr 2016 (Fri) | 3.00pm to 5.30pm (SGT)
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16 Oct 2015 (Fri) | 3.00pm to 5.00pm (SGT)
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23 Apr 2015 (Thu) | 3.30pm to 5.30pm (SGT)
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15 Oct 2014 (Wed) | 3.30pm to 5.30pm (SGT)
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25 Sep 2013 (Wed) | 3.30pm to 5.30pm (SGT)
The following topics were discussed at the Roundtable:
